Module 4 of 12 · 22 min · one of the trickiest
Who watches over it
SEBI and the rules that protect the investor. Everything here is free. Work through the lessons in order, or jump to the one you need.
6 lessons in this module
You have finished this module
What you will cover
- 1 What SEBI requirestrickiest How a fund is structured so nobody can quietly run off with your money.
- 2 SEBI's rules and disclosurestrickiest What SEBI's regulations require, and the disclosures that keep funds honest.
- 3 Your rights as an investortrickiest The rights every unit-holder has, information, service, a free change of distributor, the power to remove an AMC, and a claim on unclaimed money, the ones the exam and real life both test.
- 4 When something goes wrong The escalation ladder for a grievance, from the AMC up to SEBI and beyond.
- 5 The distributor's code The conduct rules that decide whether you keep your ARN, or lose it.
- 6 The limits a fund must respecttrickiest The SEBI limits that stop a scheme betting too much on one name, and the advertising rules that stop a fund overselling.
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